AI Prompt HK
AI Prompt Kit - HK
For Sales, Traders building out the next gen of the ecosystem.
Objective:
Get familiar with AI tools to sharpen our competitive edge.
Module 1:
Spider Chart
,DB,NOMURA,JANE STREET
Balance Sheet Usage,4.6,2.7,2.1
Risk Management,3.4,3.3,1.8
Market Focus,3.6,4.4,2.0
Client Engagement,4.0,4.2,1.4
Content,3.8,3.9,1.2
Regulatory Status,4.3,4.2,1.8
Technology,2.9,2.1,5.0
Portfolio Trading,3.1,1.6,4.5
Prompt 1
Please create a radar chart from these figures: [input csv file]
Prompt 2 ["You get to choose the x and y"]
Create a 2x2 matrix x-axis Balance Sheet Usage y-axis Technology
Prompt 3
Interpret this chart as a competitive comparison and recommendations for Nomura to beat the competition.
Prompt 4
Overlay this strategy visually by showing where Nomura could move on the 2×2 chart over the next 6–9 months to own the hybrid position (new target position for Nomura). That would make the competitive shift very clear.
Prompt 5
Provide me with an execution plan to make this happen.
Prompt 6
Map this plan onto a visual “9-Month Trajectory Chart” showing Nomura’s movement in the 2×2 each quarter — so leadership can track the climb towards that top-right hybrid position. This would make the plan tangible for ExCo and clients alike.
Prompt 7
You are a [sales / trader] in credit flow business at a global securities firm operating in Hong Kong, [* “I help [client type] get [outcome] by [unique edge], especially when [market condition].” Create three “CEO-ready” taglines (max 10 words) you can use at the start of a meeting.
Example: You are a sales in credit flow business at a global securities firm operating in Hong Kong, [* “I help APAC real money deploy cash quickly into short-dated IG FIGs by giving them live colour on secondary flows, especially when US rates are volatile.”.” Create three “CEO-ready” taglines (max 10 words) you can use at the start of a meeting.
Module 2
🟥 SCENARIO 1 – Downgrade Chaos after US Regional Bank Shock
Context: On 7 Aug 2023, Moody’s downgraded 10 US regional banks and put 6 more under review. US FIG spreads gapped wider, AT1s and subordinated debt came under pressure, and there was chatter about forced selling from rating mandate breaches. Asia IG/HY desks were closed at the time — reopening with volatility, price gaps, and liquidity risk on the table.
Your job: Surface actionable intel before competitors and turn it into a client-ready trade idea.
Step 1 – Market Intel Scan (Grok Prompt):
lua
CopyEdit
Search X posts from 7–9 Aug 2023 about Moody’s downgrade of 10 US regional banks.
Look for:
- Forced selling or fund rating mandate breaches
- Notable FIG bond spread moves (bps, maturity, senior/sub)
- Knock-on moves to AT1s, T2, or sector peers
- Contrarian buyer interest or relative value switches
Output format:
Issuer / Security:
What’s Happening (max 2 lines):
Why it Matters to Asia Credit Flow (max 2 lines):
Link:
Step 2 – Turn Intel into Client Pitch (Nomura AI Prompt):
csharp
CopyEdit
From the above intel, choose one opportunity Nomura’s Asia credit flow desk can act on faster or smarter than competitors.
Write a concise client pitch in this format:
[Headline Idea] – [bps move / spread level / RV angle]
[One-sentence reason why it’s compelling now]
[Execution edge: how Nomura can deliver size, speed, certainty]
Keep tone professional, market-native, and client-facing.
Module 3
Prompt 1: Opportunity Scan — Start with the Real Pain
As a [sales / trader] in credit flow business at a global securities firm operating in Hong Kong, [* “I help [client type] get [outcome] by [unique edge], especially when [market condition].” I'm looking at where AI can help sharpen my competitive edge against competitors like Deutsche Bank and Jane Street. Please come up with 5 ideas.
* Sales: “I help APAC real money deploy cash quickly into short-dated IG FIGs by giving them live colour on secondary flows, especially when US rates are volatile.”
For each idea, describe:
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The business use case — real-world scenario with context
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The pain it solves — make it real and tangible
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A realistic AI-powered solution (tool type + data source)
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Why it matters now (urgency, value at stake)
Layer the solutions: Predictive mathematical models + Generative tools + human in the loop
Decision Point
🎯 Shortlist ONE high-potential use case that feels real, urgent, and valuable.
Prompt 2: Market & Feasibility Check
For the idea ["number"];
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What are existing AI solutions or case studies that address this painpoint?
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Are any leading securities firms, fintechs, or vendors using AI this way?
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What regulatory trends or constraints apply for credit flow for Asian market?
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Is this solution technically feasible in a typical securities firm’s infrastructure?
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What datasets are required? Proprietary and/or public?
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What blockers or risks exist?
Prompt 3: Commercial Framing — Is It Worth It?
Evaluate the commercial strength of this AI solution.
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What KPIs would prove it’s working?
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What is the estimated revenue upside or cost reduction in $?
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Where does it align with firm-level strategic goals in Asia?
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Could this solution realistically generate at least $xx in new revenue or savings within 6-9 months?
📣 Prompt 4: What it Takes — Scope the MVP, Don't Build It
Define the MVP scope, but don’t design it.
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What’s the first client use case or product segment to pilot?
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What internal support (Business, Tech, Risk, Compliance, senior stakeholder support) do we need - and how do we build it right from the start?
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Outline the budget, people, tech and compliance resources required.
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How can we establish compliance by design, not as an afterthought?
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Which vendors might we partner with?
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What could block this — and how do we de-risk early?
📣 Prompt 5: 30-second elevator pitch
Create a 30-second elevator pitch designed to win support from the CEO at a global securities firm. Speak the language of commercial value, competitive risk and strategic urgency — not just operations or technology. Avoid buzzwords. Be blunt, specific, and outcome-focused. In bullet points.
Follow-up:
Create a 2-line “CEO soundbite” you can use at the start of a meeting.